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Compliance Officer Jobs in Kings Point

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Broker/Dealer Compliance Associate

Siebert Williams Shank
New York, NY
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Senior Lead Compliance Officer

Wells Fargo
New York, NY
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Compliance Officer

Ajccorp
Greenwich, CT
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Chief Compliance Officer - Aspen Standard Wealth

Tbwa Chiat/Day Inc
New York, NY
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Compliance Officer – Fixed Income Compliance

Madison-Davis, LLC
New York, NY
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VP- Bank Regulatory Compliance Officer

Santander Holdings USA Inc
New York, NY
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VP, Regulatory Examination Management Compliance Officer

Santander Holdings USA Inc
New York, NY
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Deputy Chief Compliance Officer, Vice President

Confidential
New York, NY
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Deputy Chief Compliance Officer

Confidential
New York, NY
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Senior Vice President, Compliance Officer

Confidential
New York, NY
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Chief Compliance Officer, General Counsel

Confidential
New York, NY
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Interim Chief Compliance Officer

Confidential
New York, NY
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Chief Compliance Officer (CCO)

Confidential
New York, NY
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Senior Vice President, Senior Swap Dealer Compliance Officer

Confidential
New York, NY
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Vice President, Senior Compliance Officer

Confidential
Jersey City, NJ
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Research Compliance Officer

Cantor Fitzgerald
New York, NY
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Compliance Officer- Insurance/Asset Management

Alpha Global Search LLC
New York, NY
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VP- Alternative Investments Compliance Officer

Green Key Resources
New York, NY
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Compliance Officer – Investment Bank Compliance – Fixed Income Sales & Trading - Rates and FX - Vice President

Deutsche Bank
New York, NY
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Internal Compliance Officer - Investment Bank

Larson Maddox
New York, NY
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